Code of Federal Regulations · Part
Part 5 — Off-exchange Foreign Currency Transactions
17 C.F.R. pt. 5
- § 5.1 Definitions
- § 5.2 Prohibited Transactions
- § 5.3 Registration Of Persons Engaged In Retail Forex Transactions
- § 5.4 Applicability Of Part 4 Of This Chapter To Commodity Pool Operators And Commodity Trading Advisors
- § 5.5 Distribution Of “risk Disclosure Statement” By Retail Foreign Exchange Dealers, Futures Commission Merchants And Introducing Brokers Regarding Retail Forex Transactions
- § 5.6 Maintenance Of Minimum Financial Requirements By Retail Foreign Exchange Dealers And Futures Commission Merchants Offering Or Engaging In Retail Forex Transactions
- § 5.7 Minimum Financial Requirements For Retail Foreign Exchange Dealers And Futures Commission Merchants Offering Or Engaging In Retail Forex Transactions
- § 5.8 Aggregate Retail Forex Assets
- § 5.9 Security Deposits For Retail Forex Transactions
- § 5.10 Risk Assessment Recordkeeping Requirements For Retail Foreign Exchange Dealers
- § 5.11 Risk Assessment Reporting Requirements For Retail Foreign Exchange Dealers
- § 5.12 Financial Reports Of Retail Foreign Exchange Dealers
- § 5.13 Reporting To Customers Of Retail Foreign Exchange Dealers And Futures Commission Merchants; Monthly And Confirmation Statements
- § 5.14 Records To Be Kept By Retail Foreign Exchange Dealers And Futures Commission Merchants
- § 5.15 Unlawful Representations
- § 5.16 Prohibition Of Guarantees Against Loss
- § 5.17 Authorization To Trade
- § 5.18 Trading And Operational Standards
- § 5.19 Pending Legal Proceedings
- § 5.20 Special Calls For Account And Transaction Information
- § 5.21 Supervision
- § 5.22 Registered Futures Association Membership
- § 5.23 Notice Of Bulk Transfers And Bulk Liquidations
- § 5.24 Applicability Of Other Parts Of This Chapter
- § 5.25 Applicability Of The Act