Code of Federal Regulations · Section
§ 5.4 — Applicability Of Part 4 Of This Chapter To Commodity Pool Operators And Commodity Trading Advisors
17 C.F.R. § 5.4
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Part 4 of this chapter applies to any person required pursuant to the provisions of this part 5 to register as a commodity pool operator or as a commodity trading advisor. Failure by any such person to comply with the requirements of part 4 will constitute a violation of this section and the relevant section of part 4.
Authorizing Statute
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Definitions7 U.S.C. § 1a