Code of Federal Regulations · Section
§ 249.332 — Form Sho, Report Of Institutional Investment Managers Pursuant To Section 13(f)(2) Of The Securities Exchange Act Of 1934
17 C.F.R. § 249.332
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This form shall be used by institutional investment managers that are required to furnish reports pursuant to section 13(f)(2) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(f)(2)) and 17 CFR 240.13f-2 (Rule 13f-2).
Authorizing Statute
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Periodical and other reports15 U.S.C. § 78m
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Definitions and application15 U.S.C. § 78c
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Failure of corporate officers to certify financial reports18 U.S.C. § 1350
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Operations of designated financial market utilities12 U.S.C. § 5465
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Findings and purposes12 U.S.C. § 5461
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Short title15 U.S.C. § 78a