§ 78a — Short Title

Implementing Regulations

• § 230.501 Definitions and terms used in Regulation D.

  17 C.F.R. § 230.501
• § 240.14a-101 Schedule 14A. Information required in proxy statement.

  17 C.F.R. § 240.14a-101
• § 803.12 Withdraw and refile notification.

  16 C.F.R. § 803.12
• § 23.151 Definitions applicable to margin requirements.

  17 C.F.R. § 23.151
• § 165.11 Awards based upon related actions.

  17 C.F.R. § 165.11
• § 75.2 Definitions.

  17 C.F.R. § 75.2
• § 230.145a Business combinations with reporting shell companies.

  17 C.F.R. § 230.145a
• § 190.01 Definitions.

  17 C.F.R. § 190.01
• § 229.402 (Item 402) Executive compensation.

  17 C.F.R. § 229.402
• § 229.1100 (Item 1100) General.

  17 C.F.R. § 229.1100
• § 229.1011 (Item 1011) Additional information.

  17 C.F.R. § 229.1011
• § 230.148 Exemption from general solicitation or general advertising.

  17 C.F.R. § 230.148
• § 229.407 (Item 407) Corporate governance.

  17 C.F.R. § 229.407
• § 200.81 Publication of interpretative, no-action and certain exemption letters and other written communications.

  17 C.F.R. § 200.81
• § 230.168 Exemption from sections 2(a)(10) and 5(c) of the Act for certain communications of regularly released factual business information and forward-looking information.

  17 C.F.R. § 230.168
• § 229.10 (Item 10) General.

  17 C.F.R. § 229.10
• § 240.19h-1 Notice by a self-regulatory organization of proposed admission to or continuance in membership or participation or association with a member of any person subject to a statutory disqualification, and applications to the Commission for relief therefrom.

  17 C.F.R. § 240.19h-1
• § 255.2 Definitions.

  17 C.F.R. § 255.2
• § 240.3a12-8 Exemption for designated foreign government securities for purposes of futures trading.

  17 C.F.R. § 240.3a12-8
• § 240.3b-8 Definitions of “Qualified OTC Market Maker, Qualified Third Market Maker” and “Qualified Block Positioner”.

  17 C.F.R. § 240.3b-8
• § 247.100 Definition.

  17 C.F.R. § 247.100
• § 245.100 Definitions.

  17 C.F.R. § 245.100
• § 249.220f Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g), annual and transition reports pursuant to sections 13 and 15(d), and shell company reports required under Rule 13a-19 or 15d-19 (§ 240.13a-19 or § 240.15d-19 of this chapter).

  17 C.F.R. § 249.220f
• § 16.2 Definitions.

  12 C.F.R. § 16.2
• § 47.2 Definitions.

  12 C.F.R. § 47.2
• § 44.2 Definitions.

  12 C.F.R. § 44.2
• § 45.2 Definitions.

  12 C.F.R. § 45.2
• § 50.3 Definitions.

  12 C.F.R. § 50.3
• § 221.1 Authority, purpose, and scope.

  12 C.F.R. § 221.1
• § 218.100 Definition.

  12 C.F.R. § 218.100
• § 224.1 Authority, purpose, and scope.

  12 C.F.R. § 224.1
• § 252.81 Definitions.

  12 C.F.R. § 252.81
• § 252.71 Definitions.

  12 C.F.R. § 252.71
• § 217.602 Definitions.

  12 C.F.R. § 217.602
• § 237.2 Definitions.

  12 C.F.R. § 237.2
• § 252.171 Definitions.

  12 C.F.R. § 252.171
• § 248.2 Definitions.

  12 C.F.R. § 248.2
• § 235.9 Administrative enforcement.

  12 C.F.R. § 235.9
• § 238.151 Definitions.

  12 C.F.R. § 238.151
• § 249.3 Definitions.

  12 C.F.R. § 249.3
• § 349.2 Definitions.

  12 C.F.R. § 349.2
• § 351.2 Definitions.

  12 C.F.R. § 351.2
• § 329.3 Definitions.

  12 C.F.R. § 329.3
• § 360.6 Treatment of financial assets transferred in connection with a securitization or participation.

  12 C.F.R. § 360.6
• § 332.3 Definitions.

  12 C.F.R. § 332.3
• § 360.10 Resolution plans required for insured depository institutions with $100 billion or more in total assets; informational filings required for insured depository institutions with at least $50 billion but less than $100 billion in total assets.

  12 C.F.R. § 360.10
• § 324.2 Definitions.

  12 C.F.R. § 324.2
• § 382.1 Definitions.

  12 C.F.R. § 382.1
• § 650.1 Definitions.

  12 C.F.R. § 650.1
• § 655.1 Definitions.

  12 C.F.R. § 655.1
• § 709.9 Treatment of financial assets transferred in connection with a securitization or participation.

  12 C.F.R. § 709.9
• § 624.2 Definitions.

  12 C.F.R. § 624.2
• § 703.8 Broker-dealers.

  12 C.F.R. § 703.8
• § 1201.1 Definitions.

  12 C.F.R. § 1201.1
• § 240.3a12-7 Exemption for certain derivative securities traded otherwise than on a national securities exchange.

  17 C.F.R. § 240.3a12-7
• § 1016.3 Definitions.

  12 C.F.R. § 1016.3
• § 1016.1 Purpose and scope.

  12 C.F.R. § 1016.1
• § 1221.2 Definitions.

  12 C.F.R. § 1221.2
• § 1320.2 Definitions.

  12 C.F.R. § 1320.2
• § 202.507 Transactions required or authorized by Federal law or international agreements, or necessary for compliance with Federal law.

  28 C.F.R. § 202.507
• § 2550.408g-1 Investment advice—participants and beneficiaries.

  29 C.F.R. § 2550.408g-1
• § 526.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 526.203
• § 547.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 547.203
• § 536.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 536.203
• § 525.204 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 525.204
• § 510.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 510.203
• § 528.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 528.203
• § 544.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 544.203
• § 551.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 551.203
• § 553.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 553.203
• § 555.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 555.203
• § 546.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 546.203
• § 548.204 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 548.204
• § 569.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 569.203
• § 570.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 570.203
• § 578.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 578.203
• § 549.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 549.203
• § 552.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 552.203
• § 566.303 Covered financial institution.

  31 C.F.R. § 566.303
• § 566.306 Financial institution.

  31 C.F.R. § 566.306
• § 576.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 576.203
• § 579.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 579.203
• § 550.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 550.203
• § 558.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 558.203
• § 560.213 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 560.213
• § 562.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 562.203
• § 590.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 590.203
• § 584.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 584.203
• § 585.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 585.203
• § 587.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 587.203
• § 582.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 582.203
• § 597.307 Financial institution.

  31 C.F.R. § 597.307
• § 598.206 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 598.206
• § 591.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 591.203
• § 583.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 583.203
• § 588.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 588.203
• § 1010.380 Reports of beneficial ownership information.

  31 C.F.R. § 1010.380
• § 589.211 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 589.211
• § 599.203 Holding of funds in interest-bearing accounts; investment and reinvestment.

  31 C.F.R. § 599.203
• § 1.5000 Citizenship and filing requirements under section 310(b) of the Communications Act of 1934, as amended.

  47 C.F.R. § 1.5000
• § 307.19 RLF loan portfolio Sales and Securitizations.

  13 C.F.R. § 307.19
• PART 249b—FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934

  17 C.F.R. pt. 249b
• PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934

  17 C.F.R. pt. 240
• PART 241—INTERPRETATIVE RELEASES RELATING TO THE SECURITIES EXCHANGE ACT OF 1934 AND GENERAL RULES AND REGULATIONS THEREUNDER

  17 C.F.R. pt. 241
• PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934

  17 C.F.R. pt. 249
• § 200.30-14 Delegation of authority to the General Counsel.

  17 C.F.R. § 200.30-14
• § 200.30-18 Delegation of authority to Director of the Division of Examinations.

  17 C.F.R. § 200.30-18
• § 200.30-19 Delegation of authority to Director of the EDGAR Business Office.

  17 C.F.R. § 200.30-19
• § 200.20b Director of Division of Investment Management.

  17 C.F.R. § 200.20b
• § 200.19a Director of the Division of Trading and Markets.

  17 C.F.R. § 200.19a
• § 200.30-3b Delegation of authority to Director of the Office of Credit Ratings.

  17 C.F.R. § 200.30-3b
• § 200.30-10 Delegation of authority to Chief Administrative Law Judge.

  17 C.F.R. § 200.30-10
• § 232.202 Continuing hardship exemption.

  17 C.F.R. § 232.202
• § 200.18 Director of Division of Corporation Finance.

  17 C.F.R. § 200.18
• § 200.30-3a Delegation of authority to Director of the Office of Municipal Securities.

  17 C.F.R. § 200.30-3a
• § 240.3a68-4 Regulation of mixed swaps.

  17 C.F.R. § 240.3a68-4
• § 232.201 Temporary hardship exemption.

  17 C.F.R. § 232.201
• § 1.9 Regulation of mixed swaps.

  17 C.F.R. § 1.9
• § 200.30-7 Delegation of authority to Secretary of the Commission.

  17 C.F.R. § 200.30-7
• § 210.2-02 Accountants' reports and attestation reports.

  17 C.F.R. § 210.2-02
• § 230.251 Scope of exemption.

  17 C.F.R. § 230.251
• § 200.30-5 Delegation of authority to Director of Division of Investment Management.

  17 C.F.R. § 200.30-5
• § 200.30-3 Delegation of authority to Director of Division of Trading and Markets.

  17 C.F.R. § 200.30-3
• § 200.30-1 Delegation of authority to Director of Division of Corporation Finance.

  17 C.F.R. § 200.30-1
• § 240.13a-15 Controls and procedures.

  17 C.F.R. § 240.13a-15
• § 240.15d-15 Controls and procedures.

  17 C.F.R. § 240.15d-15
• § 242.900 Definitions.

  17 C.F.R. § 242.900
• § 240.21F-7 Confidentiality of submissions.

  17 C.F.R. § 240.21F-7
• § 240.13h-1 Large trader reporting.

  17 C.F.R. § 240.13h-1
• § 240.15Fb2-4 Nonresident security-based swap dealers and major security-based swap participants.

  17 C.F.R. § 240.15Fb2-4
• § 242.100 Preliminary note; definitions.

  17 C.F.R. § 242.100
• § 1.1446-4 Publicly traded partnerships.

  26 C.F.R. § 1.1446-4
• § 1.1092(c)-4 Definitions.

  26 C.F.R. § 1.1092(c)-4
• § 1.355-6 Recognition of gain on certain distributions of stock or securities in controlled corporation.

  26 C.F.R. § 1.355-6
• § 1010.605 Definitions.

  31 C.F.R. § 1010.605
• § 1010.653 Special measures against Commercial Bank of Syria.

  31 C.F.R. § 1010.653