Code of Federal Regulations · Part

Part 249b — Further Forms, Securities Exchange Act Of 1934

17 C.F.R. pt. 249b

• § 249b.1-249b.99 §§ 249b.1-249b.99 [reserved]
• § 249b.100 b.100 Form Ta-1, 1 Uniform Form For Registration As A Transfer Agent Pursuant To Section 17a Of The Securities Exchange Act Of 1934
• § 249b.101 b.101 Form Ta-w, Notice Of Withdrawal From Registration As Transfer Agent
• § 249b.102 b.102 Form Ta-2, 1 Form To Be Used By Transfer Agents Registered Pursuant To Section 17a Of The Securities Exchange Act Of 1934 For The Annual Report Of Transfer Agent Activities
• § 249b.200 b.200 Form Ca-1, 1 Form For Registration Or For Exemption From Registration As A Clearing Agency And For Amendment To Registration As A Clearing Agency Pursuant To Section 17a Of The Securities Exchange Act Of 1934
• § 249b.300 b.300 Form Nrsro, Application For Registration As A Nationally Recognized Statistical Rating Organization Pursuant To Section 15e Of The Securities Exchange Act Of 1934 And § 240.17g-1 Of This Chapter
• § 249b.400 b.400 Form Sd, Specialized Disclosure Report