Code of Federal Regulations · Section
§ 249b.100 — b.100 Form Ta-1, 1 Uniform Form For Registration As A Transfer Agent Pursuant To Section 17a Of The Securities Exchange Act Of 1934
17 C.F.R. § 249b.100
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1 Copies of the form may be obtained from the Publications Section, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549 and from each of the Commission's regional offices.
This form shall be used for application for registration as a transfer agent and for amendment to registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.
For Federal Register citations affecting Form TA-1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Authorizing Statute
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Records and reports15 U.S.C. § 78q
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Short title15 U.S.C. § 78a