§ 249b.200 — b.200 Form Ca-1, 1 Form For Registration Or For Exemption From Registration As A Clearing Agency And For Amendment To Registration As A Clearing Agency Pursuant To Section 17a Of The Securities Exchange Act Of 1934

1 Copies of the form may be obtained from the Publication Section, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549 and from each of the Commission's regional offices.

This form shall be used for application for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.

For Federal Register citations affecting Form CA-1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.