United States Code · Chapter
Chapter 2B — Securities Exchanges
15 U.S.C. ch. ch2B
- § 78a Short Title
- § 78aa Jurisdiction Of Offenses And Suits
- § 78aa–1 Special Provision Relating To Statute Of Limitations On Private Causes Of Action
- § 78b Necessity For Regulation
- § 78bb Effect On Existing Law
- § 78c Definitions And Application
- § 78cc Validity Of Contracts
- § 78c–1 Swap Agreements
- § 78c–2 Securities-related Derivatives
- § 78c–3 Clearing For Security-based Swaps
- § 78c–4 Security-based Swap Execution Facilities
- § 78c–5 Segregation Of Assets Held As Collateral In Security-based Swap Transactions
- § 78d Securities And Exchange Commission
- § 78dd Foreign Securities Exchanges
- § 78dd–1 Prohibited Foreign Trade Practices By Issuers
- § 78dd–2 Prohibited Foreign Trade Practices By Domestic Concerns
- § 78dd–3 Prohibited Foreign Trade Practices By Persons Other Than Issuers Or Domestic Concerns
- § 78d–1 Delegation Of Functions By Commission
- § 78d–2 Transfer Of Functions With Respect To Assignment Of Personnel To Chairman
- § 78d–3 Appearance And Practice Before The Commission
- § 78d–4 Additional Duties Of Inspector General
- § 78d–5 Deadline For Completing Enforcement Investigations And Compliance Examinations And Inspections
- § 78d–6 Report And Certification Of Internal Supervisory Controls
- § 78d–7 Triennial Report On Personnel Management
- § 78d–8 Annual Financial Controls Audit
- § 78d–9 Report On Oversight Of National Securities Associations
- § 78e Transactions On Unregistered Exchanges
- § 78ee Transaction Fees
- § 78f National Securities Exchanges
- § 78ff Penalties
- § 78g Margin Requirements
- § 78gg Separability
- § 78h Restrictions On Borrowing And Lending By Members, Brokers, And Dealers
- § 78hh Effective Date
- § 78hh–1 Effective Date Of Certain Sections
- § 78i Manipulation Of Security Prices
- § 78ii Omitted
- § 78j Manipulative And Deceptive Devices
- § 78jj Repealed. Pub. L. 100–181, Title Iii, § 330, Dec. 4, 1987, 101 Stat. 1259
- § 78j–1 Audit Requirements
- § 78j–2 Position Limits And Position Accountability For Security-based Swaps And Large Trader Reporting
- § 78j–3 Compensation Committees
- § 78j–4 Recovery Of Erroneously Awarded Compensation Policy
- § 78k Trading By Members Of Exchanges, Brokers, And Dealers
- § 78kk Authorization Of Appropriations
- § 78k–1 National Market System For Securities; Securities Information Processors
- § 78l Registration Requirements For Securities
- § 78ll Requirements For The Edgar System
- § 78l–1 Applications For Unlisted Trading Privileges Deemed Filed Under Section 78l Of This Title
- § 78m Periodical And Other Reports
- § 78mm General Exemptive Authority
- § 78m–1 Reporting And Recordkeeping For Certain Security-based Swaps
- § 78m–2 Reporting Requirements Regarding Coal Or Other Mine Safety
- § 78n Proxies
- § 78nn Tennessee Valley Authority
- § 78n–1 Shareholder Approval Of Executive Compensation
- § 78n–2 Corporate Governance
- § 78o Registration And Regulation Of Brokers And Dealers
- § 78oo Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks
- § 78o–1 Brokers Deemed To Be Registered
- § 78o–10 Registration And Regulation Of Security-based Swap Dealers And Major Security-based Swap Participants
- § 78o–11 Credit Risk Retention
- § 78o–2 Liabilities Arising Prior To Amendment Unaffected
- § 78o–3 Registered Securities Associations
- § 78o–4 Municipal Securities
- § 78o–4a Commission Office Of Municipal Securities
- § 78o–5 Government Securities Brokers And Dealers
- § 78o–6 Securities Analysts And Research Reports
- § 78o–7 Registration Of Nationally Recognized Statistical Rating Organizations
- § 78o–8 Universal Ratings Symbols
- § 78o–9 Study And Rulemaking On Assigned Credit Ratings
- § 78p Directors, Officers, And Principal Stockholders
- § 78pp Investor Advisory Committee
- § 78q Records And Reports
- § 78qq Small Business Capital Formation Advisory Committee
- § 78q–1 National System For Clearance And Settlement Of Securities Transactions
- § 78q–2 Automated Quotation Systems For Penny Stocks
- § 78r Liability For Misleading Statements
- § 78rr Data Standards For Security-based Swap Reporting
- § 78s Registration, Responsibilities, And Oversight Of Self-regulatory Organizations
- § 78t Liability Of Controlling Persons And Persons Who Aid And Abet Violations
- § 78t–1 Liability To Contemporaneous Traders For Insider Trading
- § 78u Investigations And Actions
- § 78u–1 Civil Penalties For Insider Trading
- § 78u–2 Civil Remedies In Administrative Proceedings
- § 78u–3 Cease-and-desist Proceedings
- § 78u–4 Private Securities Litigation
- § 78u–5 Application Of Safe Harbor For Forward-looking Statements
- § 78u–6 Securities Whistleblower Incentives And Protection
- § 78u–7 Implementation And Transition Provisions For Whistleblower Protection
- § 78v Hearings By Commission
- § 78w Rules, Regulations, And Orders; Annual Reports
- § 78x Public Availability Of Information
- § 78y Court Review Of Orders And Rules
- § 78z Unlawful Representations