Code of Federal Regulations · Section
§ 249.618 — Form Bd-y2k, Information Required Of Broker-dealers Pursuant To Section 17 Of The Securities Exchange Act Of 1934 And § 240.17a-5 Of This Chapter
17 C.F.R. § 249.618
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This form shall be used by every broker-dealer required to file reports under § 240.17a-5(e) of this chapter.
For Federal Register citations affecting Form BD-Y2K, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Authorizing Statute
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Definitions and application15 U.S.C. § 78c
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Failure of corporate officers to certify financial reports18 U.S.C. § 1350
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Periodical and other reports15 U.S.C. § 78m
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Operations of designated financial market utilities12 U.S.C. § 5465
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Findings and purposes12 U.S.C. § 5461
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Short title15 U.S.C. § 78a