Code of Federal Regulations · Section
§ 249.637 — Form Ats, Information Required Of Alternative Trading Systems Pursuant To § 242.301(b)(2) Of This Chapter
17 C.F.R. § 249.637
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This form shall be used by every alternative trading system to file required notices, reports and amendments under § 242.301(b)(2) of this chapter.
For Federal Register citations affecting Form ATS, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Authorizing Statute
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Definitions and application15 U.S.C. § 78c
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Failure of corporate officers to certify financial reports18 U.S.C. § 1350
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Periodical and other reports15 U.S.C. § 78m
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Operations of designated financial market utilities12 U.S.C. § 5465
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Findings and purposes12 U.S.C. § 5461
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Short title15 U.S.C. § 78a