Code of Federal Regulations · Subpart

Subpart I — Forms For Self-regulatory Organization Rule Changes And Forms For Registration Of And Reporting By National Securities Associations And Affiliated Securities Associations

17 C.F.R. pt. 249, subpt. I

• § 249.801 Form 15a, For Application For Registration As A National Securities Association Or Affiliated Securities Association
• § 249.819 Form 19b-4, For Electronic Filings With Respect To Proposed Rule Changes, Advance Notices And Security-based Swap Submissions By All Self-regulatory Organizations
• § 249.820 Form 19b-4(e) For The Listing And Trading Of New Derivative Securities Products By Self-regulatory Organizations That Are Not Deemed Proposed Rule Changes Pursuant To Rule 19b-4(e)(§ 240.19b-4(e))
• § 249.821 Form Pilot, Information Required Of Self-regulatory Organizations Operating Pilot Trading Systems Pursuant To § 240.19b-5 Of This Chapter
• § 249.822 Form 19b-7, For Electronic Filing With Respect To Proposed Rule Changes By Self-regulatory Organizations Under Section 19(b)(7)(a) Of The Securities Exchange Act Of 1934
• § 249.802-249.803 §§ 249.802-249.803 [reserved]