Code of Federal Regulations · Section
§ 249.822 — Form 19b-7, For Electronic Filing With Respect To Proposed Rule Changes By Self-regulatory Organizations Under Section 19(b)(7)(a) Of The Securities Exchange Act Of 1934
17 C.F.R. § 249.822
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This form shall be used by self-regulatory organizations, as defined in section 3(a)(25) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(25)), to file electronically proposed rule changes with the Commission pursuant to section 19(b)(7) of the Act (15 U.S.C. 78s(b)(7)) and § 240.19b-7 of this chapter.
Authorizing Statute
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Definitions and application15 U.S.C. § 78c
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Failure of corporate officers to certify financial reports18 U.S.C. § 1350
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Periodical and other reports15 U.S.C. § 78m
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Operations of designated financial market utilities12 U.S.C. § 5465
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Findings and purposes12 U.S.C. § 5461
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Short title15 U.S.C. § 78a