Code of Federal Regulations · Part
Part 260 — General Rules And Regulations, Trust Indenture Act Of 1939
17 C.F.R. pt. 260
- § 260.0-1 -1 Application Of Definitions Contained In The Act
- § 260.0-11 -11 Liability For Certain Statements By Issuers
- § 260.0-2 -2 Definitions Of Terms Used In The Rules And Regulations
- § 260.0-3 -3 Definition Of “rules And Regulations” As Used In Certain Sections Of The Act
- § 260.0-4 -4 Sequential Numbering Of Documents Filed With The Commission
- § 260.0-5 -5 Business Hours Of The Commission
- § 260.0-6 -6 Nondisclosure Of Information Obtained In The Course Of Examinations And Investigations
- § 260.0-7 -7 Small Entities For Purposes Of The Regulatory Flexibility Act
- § 260.10a-1 a-1 Application For Determining Eligibility Of A Foreign Person To Act As Sole Trustee Pursuant To Section 310(a)(1) Of The Act
- § 260.10a-2 a-2 General Requirements As To Form And Content Of Applications
- § 260.10a-3 a-3 Number Of Copies—Filing—Signatures
- § 260.10a-4 a-4 Consent Of Trustee To Service Of Process
- § 260.10a-5 a-5 Eligibility Of Canadian Trustees
- § 260.10b-1 b-1 Calculation Of Percentages
- § 260.10b-2 b-2 Applications Under Section 310(b)(1)(ii)
- § 260.10b-3 b-3 Applications Relative To Affiliations Between Trustees And Underwriters
- § 260.10b-4 b-4 Application For Stay Of Trustee's Duty To Resign Pursuant To Section 310(b) Of The Act
- § 260.10b-5 b-5 Content
- § 260.10b-6 b-6 Notices—Exemptive Application Procedure
- § 260.11b-4 b-4 Definition Of “cash Transaction” In Section 311(b)(4)
- § 260.11b-6 b-6 Definition Of “self-liquidating Paper” In Section 311(b)(6)
- § 260.14a-1 a-1 Application Of §§ 260.7a-15 To 260.7a-38
- § 260.19a-1 a-1 Compliance With Section 314(a)(1) Of The Trust Indenture Act For Certain Eligible Indenture Obligors
- § 260.3(4)-1 (4)-1 Definition Of “commission From An Underwriter Or Dealer Not In Excess Of The Usual And Customary Distributors' Or Sellers' Commissions” In Section 303(4), For Certain Transactions
- § 260.3(4)-2 (4)-2 Definition Of “distribution” In Section 303(4) For Certain Transactions
- § 260.3(4)-3 (4)-3 Definitions Of “participates” And “participation” As Used In Section 303(4), In Relation To Certain Transactions
- § 260.4a-1 a-1 Exempted Securities Under Section 304(a)(8)
- § 260.4a-2 a-2 Exempted Securities Under Section 304(d)
- § 260.4a-3 a-3 Exempted Securities Under Section 304(a)(9)
- § 260.4c-1 c-1 Form For Applications Under Section 304(c)
- § 260.4c-2 c-2 General Requirements As To Form And Content Of Applications
- § 260.4c-3 c-3 Number Of Copies; Filing; Signatures; Binding
- § 260.4c-4 c-4 Applications Under Section 304(c)(1)
- § 260.4c-5 c-5 Applications Under Section 304(c)(2)
- § 260.4d-10 d-10 Exemption For Securities Issued Pursuant To § 230.802 Of This Chapter
- § 260.4d-11 d-11 Exemption For Security-based Swaps Offered And Sold In Reliance On Rule 239 Under The Securities Act Of 1933 (17 Cfr 230.239)
- § 260.4d-12 d-12 Exemption For Security-based Swaps Offered And Sold In Reliance On Securities Act Of 1933 Rule 240 (§ 230.240)
- § 260.4d-7 d-7 Application For Exemption From One Or More Provisions Of The Act
- § 260.4d-8 d-8 Content
- § 260.4d-9 d-9 Exemption For Canadian Trust Indentures From Specified Provisions Of The Act
- § 260.5a-1 a-1 Forms For Statements Of Eligibility And Qualification
- § 260.5a-2 a-2 General Requirements As To Form And Content Of Statements Of Eligibility And Qualification
- § 260.5a-3 a-3 Number Of Copies; Filing; Signatures; Binding
- § 260.5b-1 b-1 Application Pursuant To Section 305(b)(2) Of The Trust Indenture Act For Determining Eligibility Of A Person Designated As Trustee For Offerings On A Delayed Basis
- § 260.5b-2 b-2 General Requirements As To Form And Content Of Applications
- § 260.5b-3 b-3 Number Of Copies—Filing—Signatures
- § 260.7a-1 a-1 Form For Application
- § 260.7a-15 a-15 Scope Of §§ 260.7a-15 To 260.7a-37
- § 260.7a-16 a-16 Inclusion Of Items, Differentiation Between Items And Answers, Omission Of Instructions
- § 260.7a-17 a-17 Quality, Color And Size Of Paper
- § 260.7a-18 a-18 Legibility
- § 260.7a-19 a-19 Margin For Binding
- § 260.7a-2 a-2 Powers Of Agent For Service Named In Application
- § 260.7a-20 a-20 Riders; Inserts
- § 260.7a-21 a-21 Clarity
- § 260.7a-22 a-22 Information Unknown Or Not Reasonably Available
- § 260.7a-23 a-23 Statements Required Where Item Is Inapplicable Or Where Answer Is “none”
- § 260.7a-24 a-24 Words Relating To Periods Of Time In The Past
- § 260.7a-25 a-25 Words Relating To The Future
- § 260.7a-26 a-26 Disclaimer Of Control
- § 260.7a-27 a-27 Title Of Securities
- § 260.7a-28 a-28 Incorporation Of Matter In Application, Statement Or Report, Other Than Exhibits, As Answer To Item
- § 260.7a-29 a-29 Incorporation Of Exhibits As Such
- § 260.7a-3 a-3 Number Of Copies; Filing; Signatures; Binding
- § 260.7a-30 a-30 Identification Of Material Incorporated; Form Of Incorporation
- § 260.7a-31 a-31 Incorporation By Reference Of Contested Material
- § 260.7a-32 a-32 Incorporation By Reference Rendering Document Incomplete, Unclear, Or Confusing
- § 260.7a-33 a-33 Additional Exhibits
- § 260.7a-34 a-34 Omission Of Substantially Identical Documents
- § 260.7a-35 a-35 Formal Requirements As To Amendments
- § 260.7a-36 a-36 Signatures To Amendments
- § 260.7a-37 a-37 Inspection Of Applications, Statements And Reports
- § 260.7a-4 a-4 Calculation Of Time
- § 260.7a-5 a-5 Filing Of Amendments; Number Of Copies
- § 260.7a-6 a-6 Telegraphic Delaying Amendments
- § 260.7a-7 a-7 Effective Date Of Amendment Filed Under Section 8(a) Of The Securities Act With The Consent Of The Commission
- § 260.7a-8 a-8 Effective Date Of Amendment Filed Under Section 8(a) Of The Securities Act Pursuant To Order Of Commission
- § 260.7a-9 a-9 Delaying Amendments