Code of Federal Regulations · Section

§ 260.4d-12 — d-12 Exemption For Security-based Swaps Offered And Sold In Reliance On Securities Act Of 1933 Rule 240 (§ 230.240)

17 C.F.R. § 260.4d-12

View:

Any security-based swap offered and sold in reliance on § 230.240 of this chapter, whether or not issued under an indenture, is exempt from the Act. This section will expire on February 11, 2018.

17 C.F.R. § 260.4d-11 17 C.F.R. § 260.4d-7

Authorizing Statute