Code of Federal Regulations · Part

Part 300 — Rules Of The Securities Investor Protection Corporation

17 C.F.R. pt. 300

• § 300.100 General
• § 300.101 Individual Accounts
• § 300.102 Accounts Held By Executors, Administrators, Guardians, Etc
• § 300.103 Accounts Held By A Corporation, Partnership Or Unincorporated Association
• § 300.104 Trust Accounts
• § 300.105 Joint Accounts
• § 300.200 General
• § 300.201 Accounts Introduced By Same Or Different Broker Or Dealer
• § 300.300 Definitions
• § 300.301 Contracts To Be Closed Out Or Completed
• § 300.302 Mechanics Of Closeout Or Completion
• § 300.303 Report To Trustee
• § 300.304 Retained Rights Of Brokers Or Dealers
• § 300.305 Excluded Contracts
• § 300.306 Completion Or Closeout Pursuant To Sipc Direction
• § 300.307 Completion With Cash Or Securities Of Customer
• § 300.400 Satisfaction Of Customer Claims For Standardized Options
• § 300.500 General
• § 300.501 Claim For Cash
• § 300.502 Claim For Securities
• § 300.503 Voidable Securities Transactions
• § 300.600 Rules Relating To Supplemental Report On Sipc Membership