Code of Federal Regulations · Section

§ 300.201 — Accounts Introduced By Same Or Different Broker Or Dealer

17 C.F.R. § 300.201

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All accounts of a person which are introduced by the same broker or dealer shall be combined and protected as the single account of a separate customer, unless such accounts are maintained in different capacities as specified in §§ 300.100 through 300.105; accounts introduced by different brokers or dealers shall be protected separately.

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