Code of Federal Regulations · Section
§ 300.201 — Accounts Introduced By Same Or Different Broker Or Dealer
17 C.F.R. § 300.201
View:
All accounts of a person which are introduced by the same broker or dealer shall be combined and protected as the single account of a separate customer, unless such accounts are maintained in different capacities as specified in §§ 300.100 through 300.105; accounts introduced by different brokers or dealers shall be protected separately.
Authorizing Statute
-
Securities Investor Protection Corporation15 U.S.C. § 78ccc