Code of Federal Regulations · Subpart

Subpart B — Forms Pertaining To Exemptions

17 C.F.R. pt. 239, subpt. B

• § 239.90 Form 1-a, Offering Statement Under Regulation A
• § 239.91 Form 1-k
• § 239.92 Form 1-sa
• § 239.93 Form 1-u
• § 239.94 Form 1-z
• § 239.144 Form 144, For Notice Of Proposed Sale Of Securities Pursuant To § 230.144 Of This Chapter
• § 239.200 Form 1-e, Notification Under Regulation E
• § 239.201 Form 2-e, Report Of Sales Pursuant To Rule 609 Of Regulation E
• § 239.500 Form D, Notice Of Sales Of Securities Under Regulation D And Section 4(a)(5) Of The Securities Act Of 1933
• § 239.701 [reserved]
• § 239.800 Form Cb, Report Of Sales Of Securities In Connection With An Exchange Offer Or A Rights Offering
• § 239.900 Form C
• § 239.145-239.199 §§ 239.145-239.199 [reserved]
• § 239.202-239.300 §§ 239.202-239.300 [reserved]
• § 239.95-239.143 §§ 239.95-239.143 [reserved]