Code of Federal Regulations · Section
§ 239.201 — Form 2-e, Report Of Sales Pursuant To Rule 609 Of Regulation E
17 C.F.R. § 239.201
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This form shall be used for report of sales of securities under Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company described in Rule 602 (§ 230.602 of this chapter) as required by Rule 609 of Regulation E (§ 230.609 of this chapter).
Authorizing Statute
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Registration of securities15 U.S.C. § 77f
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Creation; membership; compensation and expenses12 U.S.C. § 241
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Registration requirements for securities15 U.S.C. § 78l
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Classes of securities under this subchapter15 U.S.C. § 77c