Code of Federal Regulations · Section
§ 239.200 — Form 1-e, Notification Under Regulation E
17 C.F.R. § 239.200
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This form shall be used for notification pursuant to Rule 604 (§ 230.604 of this chapter) of Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company or business development company described in Rule 602 (§ 230.602 of this chapter).
For Federal Register citations affecting Form 1-E, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Authorizing Statute
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Classes of securities under this subchapter15 U.S.C. § 77c
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Registration of securities15 U.S.C. § 77f
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Creation; membership; compensation and expenses12 U.S.C. § 241
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Registration requirements for securities15 U.S.C. § 78l