Code of Federal Regulations · Section
§ 249.0-1 — -1 Availability Of Forms
17 C.F.R. § 249.0-1
View:
(a) This part identifies and describes the forms prescribed for use under the Securities Exchange Act of 1934.
(b) Any person may obtain a copy of any form prescribed for use in this part by written request to the Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. Any person may inspect the forms at this address and at the Commission's regional offices. (See § 200.11 of this chapter for the addresses of SEC regional offices).
Authorizing Statute
-
Definitions and application15 U.S.C. § 78c
-
Failure of corporate officers to certify financial reports18 U.S.C. § 1350
-
Periodical and other reports15 U.S.C. § 78m
-
Operations of designated financial market utilities12 U.S.C. § 5465
-
Findings and purposes12 U.S.C. § 5461
-
Short title15 U.S.C. § 78a