Code of Federal Regulations · Section
§ 249.325 — Form 13f, Report Of Institutional Investment Manager Pursuant To Section 13(f) Of The Securities Exchange Act Of 1934
17 C.F.R. § 249.325
View:
This form shall be used by institutional investment managers which are required to furnish reports pursuant to section 13(f) of the Securities Exchange Act of 1934. (15 U.S.C. 78m(f)) and Rule 13f-1 thereunder (§ 240.13f-1 of this chapter).
For Federal Register citations affecting Form 13F, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Authorizing Statute
-
Periodical and other reports15 U.S.C. § 78m
-
Definitions and application15 U.S.C. § 78c
-
Failure of corporate officers to certify financial reports18 U.S.C. § 1350
-
Operations of designated financial market utilities12 U.S.C. § 5465
-
Findings and purposes12 U.S.C. § 5461
-
Short title15 U.S.C. § 78a