Code of Federal Regulations · Section

§ 249.326 — Form N-px, Annual Report Of Proxy Voting Record

17 C.F.R. § 249.326

View:

This form shall be used by institutional investment managers to file an annual report pursuant to § 240.14Ad-1 of this chapter containing the manager's proxy voting record.

17 C.F.R. § 249.325 17 C.F.R. § 249.327

Authorizing Statute

Definitions and application
15 U.S.C. § 78c
Failure of corporate officers to certify financial reports
18 U.S.C. § 1350
Periodical and other reports
15 U.S.C. § 78m
Operations of designated financial market utilities
12 U.S.C. § 5465
Findings and purposes
12 U.S.C. § 5461
Short title
15 U.S.C. § 78a